n目录
引
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第
1
章
中
国
古
代
文
官
考
核
制
度
的
内
容,·················································,····················??3
1.1
“
文
官
”
的
含
义
及
其
范
围·······················································································??3
1.2
文
官
考
核
的
权
属
及
其
机
构······················································································??3
1.3
文
官
考
核
的
标
准
与
方
式·································‘························································??6
1.3.1
文
官
考
核
的
标
准········································································,·························??6
1.3.2
文
官
考
核
的
方
式··································································································??7
第2章中国古代文官考核制度的沿革“””””””””””“·““·““·””·””
6
“”””””·“””“””·”””·n
2.1
先
秦
一
考
核
制
度
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萌
生
期························································································一11
2.2
秦
汉
一
考
核
制
度
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形
成
期························································································??11
2.3
隋
唐
一
考
核
制
度
的
完
备
期···········································,···········································??13
2.4
宋
元
一
考
核
制
度
的
进
一
步
发
展
期··········································································??巧
2.5
明
清
一
考
核
制
度
的
集
大
成
期································,·················································??15
第3章文官考核制度的特点与评价”·”””““””·“·······”·”””··“··””””“··”“·“·“““”·””””·18
3.1
文
官
考
核
制
度
的
特
点····························,·········································,·····················??18
3.2
文
官
考
核
制
度
的
评
价··,···············,···············································
7
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3.2.1
文
官
考
核
制
度
的
优
势·········································································,··············??26
3.2.2
文
官
考
核
制
度
的
缺
陷························································································??27
第4章古代文官考核制度的现代启示”·“”“”“”””··”·····”””““··”··········””””·····““”一32
4.1
坚
持
德
才
兼
备
的
考
核
原
则····················································································??犯
4.2
注重定性考核与定量考核相结合的方
式···············································,············??犯
4.3
坚
持
考
核
与
监
督
相
结
合
原
则················································································??33
4.4
坚
持
考
核
结
果
与
奖
惩
相
结
合
原
则·········································,·············,···············??33
结论“··”··“”””·“”“”·““··“·““”··”·““”“”””“”···”···””“·“”·“”··””“””“·”““”““”·”·“·””·”一34
参考文献””··””·····“”“””···”““”“··。“·”””“”””·”··“·“““”””
8
“”””““··””““””·”··““”””·””””37
攻读学位期间的研究成果···”·”·““···””···“”“·”··““·”··”””“·“””一”····一””·”””·??”“38
致谢···”““···”·”···”··“”“””””·····”“····“””·“··““·“””“”···”“··““””··”·““”””······“···””。·“··“?.39
学位论文独创性声明、学位论文知识产权权属声明.“”””“”.“二“.”.“?””.””二”.?“”?4
0青岛大学硕士学位论文 引言
中华民族拥有四千多年未曾中断的历史,其中中国的古代文官制度也是源远流长,它对于维护封建国家机器的远转、保障古代政治稳定与经济增长具有无法替代的作用。就算到了今天,古代文官制度对当代公务员制度的发展也是具有一定借鉴意义的。而中国古代官吏的考核制度,作为文官制度中“扬清激浊”的重要一环,与我们现行的公务员考绩制度也有着密切的联系。事实上,我国现行考绩制度中的不少做法都可以在古代官吏考核制度中找到渊源。当然我们还应该看到,古代官吏考核制度对今天的人事制度不仅有积极的一面,而且还有消极的一面。俗话说,“温故而知新,鉴古而知今”,我国公务员考绩制度对古代官吏考核制度在继承关系上的这种两面性,就要求我们必须认真的分析研究古代的官吏考核制度,总结和吸取其中有益的经验,摒弃其糟粕,使人事工作更好的为社会主义现代化建设服务。
国内外学者大多都是将中国古代官吏考核制度作为古代官吏制度的重要一
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环来进行研究,而几乎没有专门研究官吏考核制度的著作。在李治安及杜家骥编著的《中国古代官僚政治—古代行政管理及官僚病剖析》
中,将官吏考核与官员的奖惩结合在一起进行论述,除了介绍考课的标准、方式之外,还介绍了考课的效用及其局限性。
另外,还有一些学者对官吏考核制度作了论文的研究。例如:岳海鹰、杨瑞梅的《比较与借鉴:我国历代官吏考核制度》,通过纵向比较自原始社会末期到清代前期各朝代的官吏考核制度,力图从中发现我国古代官吏考核制度的发展规律,以期对当今公务员制度改革以及公务员绩效考核指标体系设计提出参考意见。
苏灿的《试论中国古代官员考课制度》从三个方面进行论述,分别介绍了中国古代官员考课制度的起源、形成和发展;古代官员考课体系及官员考课的特点及启示。朱伟华,徐璋《中国古代职官考课制度特点初探》论述了职官考课制度的六个特点:职官考课的定期化、专门的考课机构、以工作实绩为重点的考课内容、明确的等第划分、自上而下的层层考核程序及具有防止考核失真的措施。
以上是国内一些学者关于中国古代官吏考核制度所做的研究,大多都是通过研究它的历史发展轨迹,总结其经验和教训来得出对当代的启示;国外学者在这方面尸引言的研究较少,研究中国古代文官制度的大有人在,但专门研究官吏考核制度的几乎没有。
本文初步决定从四个方面对中国古代官吏考核制度进行研究,首先是研究文官考核制度的具体内容,分为三个部分:界定“文官”的含义和范围、文官考核的权属和机构、考核的标准与方式;其次是关于官吏考核制度的特点分析,进而对其进行评析,从其进步性及局限性两个方面入手;最后论述其对于当代公务
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